Page 369 of 934
&/87&+ ï&OXWFK &RQWURO5408
&/87&+ &21752/544334<35:;
5(029$/ $1' ,167$//$7,21
3UH0UHPRYDO 2SHUDWLRQ
-&OXWFK )OXLG 'UDLQLQJ3RVW0LQVWDOODWLRQ 2SHUDWLRQ
-&OXWFK )OXLG 6XSSO\LQJ
-&OXWFK )OXLG %OHHGLQJ+5HIHU WR 31 54061,
-&OXWFK 3HGDO $GMXVWPHQW+5HIHU WR 31 54051,
5HOHDVH IRUN 5HOHDVH
F\OLQGHU
SXVK URG
*UHDVH=
0,768%,6+, *HQXLQH
JUHDVH 3DUW 1R1 3434344
RU HTXLYDOHQW
8
?9*:!
7 4
6
5
:9
;
<43
:
;
<
7 7
53ï581P
461P
:71P 681P
481P
481P
481P
681P
53ï581P
53ï581P
?/1+1GULYH YHKLFOHV!
?51+1GULYH YHKLFOHV!
;
7
53ï581P
43
&OXWFK PDVWHU F\OLQGHU UHPRYDO
VWHSV
41&OHYLV SLQ
51&OXWFK PDVWHU F\OLQGHU
616HDOHU
&OXWFK UHOHDVH F\OLQGHU UHPRYDO
VWHSV
71(\H EROW
813LSH DVVHPEO\
?51+1GULYH YHKLFOHV!91&OXWFK GDPSHU DVVHPEO\
?51+1GULYH YHKLFOHV!
:1+HDW SURWHFWRU
;1&OXWFK UHOHDVH F\OLQGHU
&OXWFK OLQH UHPRYDO VWHSV
71(\H EROW
<1&OXWFK KRVH
431&OXWFK WXEH
Page 370 of 934
&/87&+ ï&OXWFK &RQWURO5409
8
?7'8!
74 6
5
:
9
53ï581P
461P
481P
861P
8
481P
5HOHDVH
IRUN 5HOHDVH
F\OLQGHU
SXVK URG
*UHDVH=
0,768%,6+, *HQXLQH
JUHDVH 3DUW 1R1 3434344
RU HTXLYDOHQW
?/1+1GULYH YHKLFOHV!
?51+1GULYH YHKLFOHV!
481P
:
481P
&OXWFK PDVWHU F\OLQGHU UHPRYDO
VWHSV
41&OHYLV SLQ
51&OXWFK PDVWHU F\OLQGHU
616HDOHU
&OXWFK UHOHDVH F\OLQGHU UHPRYDO
VWHSV
71(\H EROW
81&OXWFK UHOHDVH F\OLQGHU&OXWFK OLQH UHPRYDO VWHSV
71(\H EROW
91&OXWFK KRVH
:1&OXWFK WXEH
Page 371 of 934
&/87&+ ï&OXWFK &RQWURO540:
',6$66(0%/< $1' 5($66(0%/<54433543566
&/87&+ 0$67(5 &,1'(5
&DXWLRQ
'R QRW GLVDVVHPEOH SLVWRQ DVVHPEO\1
&OXWFK IOXLG=
%UDNH IOXLG '276RU '277*UHDVH=5XEEHU JUHDVH
3LVWRQ UHSDLU NLW
9
:
5
8 43;
<6
47
?9*:ï/1+1GULYH YHKLFOHV/7'8!
44
461P
771P
91P461P91P
8
89
:
;
44
44
7 847
847
?9*:ï51+1GULYH YHKLFOHV!
5RU6
'LVDVVHPEO\ VWHSV
413LVWRQ VWRS ULQJ
513XVK URG
?9*:ï/1+1GULYH YHKLFOHV/7'8!
61'DPSHU DQG SXVK URG
?9*:ï51+1GULYH YHKLFOHV!
71%RRW
813LVWRQ DVVHPEO\
915HVHUYRLU FDS
:15HVHUYRLU;15HVHUYRLU EDQG
<1*DVNHW
?9*:ï/1+1GULYH YHKLFOHV/7'8!
431'DPSHU DVVHPEO\
?9*:ï/1+1GULYH YHKLFOHV/7'8!
44 10DVWHU F\OLQGHU ERG\
Page 372 of 934
Page 373 of 934
5504
0$18$/
75$160,66,21
&217(1765543<3336;;
*(1(5$/ ,1)250$7,215 111111111111111111
/8%5,&$1765 111111111111111111111111111111
6($/$1765 11111111111111111111111111111111
2109(+,&/( 6(59,&(6 111111111111111111111
7UDQVPLVVLRQ 2LO &KHFN6 11111111111111111111111
2LO 5HSODFHPHQW6 111111111111111111111111111117:' 'HWHFWLRQ 6ZLWFK &RQWLQXLW\ &KHFN7 1111111
+LJK2/RZ 'HWHFWLRQ 6ZLWFK &RQWLQXLW\ &KHFN7 111
75$160,66,21 &21752/8 11111111111111111
75$160,66,21 $66(0%/<: 1111111111111111
7:' ,1',&$7250(&844 111111111111111111111
Page 374 of 934
0$18$/ 75$160,66,21 ï*HQHUDO ,QIRUPDWLRQ2/XEULFDQWV26HDODQWV5505
*(1(5$/ ,1)250$7,2155433343569
,WHPV6SHFLILFDWLRQV
7UDQVPLVVLRQ PRGHO98074070%)*98074070$(*
(QJLQH PRGHO7'89*:
7\SH80VSHHG/IORRU0VKLIW
*HDU UDWLR4VW61<4;
5QG51594
6UG416<8
7WK41333
8WK31;5<
5HYHUVH61<58
7UDQVIHU W\SH50VSHHG
*HDU UDWLR+LJK41333
/RZ41<58
6SHHGRPHWHU JHDU UDWLR+GULYHQ2GULYH,592;582;
/8%5,&$17655433373636
,WHPV6SHFLILHG OXEULFDQWV4XDQWLW\ /
7UDQVPLVVLRQ RLO+\SRLG JHDU RLO 6$(:8:0<3RU:8:0;8: FRQIRUPLQJ WR
$3, */07518
7UDQVIHU RLO+\SRLG JHDU RLO 6$(:8:0<3RU:8:0;8: FRQIRUPLQJ WR
$3, */07516
6($/$1765543338343;
,WHPV6SHFLILHG VHDODQW5HPDUNV
2LO ILOOHU SOXJ60 $7' 3DUW 1R1 ;993RU HTXLYDOHQW6HPL0GU\LQJ VHDODQW
2LO GUDLQ SOXJ60 $7' 3DUW 1R1 ;993RU HTXLYDOHQW6HPL0GU\LQJ VHDODQW
&RQWURO OHYHU JDVNHW60 $7' 3DUW 1R1 ;994RU HTXLYDOHQW6HPL0GU\LQJ VHDODQW
&RQWURO OHYHU DVVHPEO\ PRXQWLQJ EROW60 6WXG /RFNLQJ 1R1 74:3RU HTXLYDOHQW$QDHURELF VHDODQW
Page 375 of 934

0$18$/ 75$160,66,21 ï2Q0YHKLFOH 6HUYLFH5506
2109(+,&/( 6(59,&(554333<35<5
75$160,66,21 2,/ &+(&.
415HPRYH WKH RLO ILOOHU SOXJ1
512LO OHYHO VKRXOG EH DW WKH ORZHU SRUWLRQ RI WKH ILOOHU SOXJ
KROH1
61&KHFN WKDW WKH WUDQVPLVVLRQ RLO LV QRW QRWLFHDEO\ GLUW\/
DQG WKDW LW KDV D VXLWDEOH YLVFRVLW\1
717LJKWHQ WKH ILOOHU SOXJ WR WKH VSHFLILHG WRUTXH1
7LJKWHQLQJ WRUTXH=:31P
2,/ 5(3/$&(0(175543343363;
415HPRYH RLO ILOOHU SOXJ DQG RLO GUDLQ SOXJ1
51'UDLQ RLO1
617LJKWHQ WKH RLO GUDLQ SOXJ WR WKH VSHFLILHG WRUTXH1
7LJKWHQLQJ WRUTXH=:31P
127(
$SSO\ VHDODQW WR WKH RLO GUDLQ SOXJ WKUHDGV1
6SHFLILHG VHDODQW=
60$7'3DUW1R1 ;993RU HTXLYDOHQW
71)LOO ZLWK VSHFLILHG RLO WLOO WKH OHYHO FRPHV WR WKH ORZHU SRUWLRQ
RI RLO ILOOHU SOXJ KROH1
6SHFLILHG WUDQVPLVVLRQ RLO=
+\SRLG JHDU RLO 6$(:8:0<3RU:8:0;8:
FRQIRUPLQJ WR $3, */07
4XDQWLW\=
7UDQVPLVVLRQ518/
7UDQVIHU516/
817LJKWHQ WKH RLO ILOOHU SOXJ WR WKH VSHFLILHG WRUTXH1
7LJKWHQLQJ WRUTXH=:31P
127(
$SSO\ VHDODQW WR WKH RLO ILOOHU SOXJ WKUHDGV1
6SHFLILHG VHDODQW=
60$7'3DUW1R1 ;993RU HTXLYDOHQW
7UDQVPLVVLRQ RLO)LOOHU SOXJ KROH
7UDQVPLVVLRQ
2LO ILOOHU SOXJ
2LO GUDLQ SOXJ
7UDQVIHU
2LO ILOOHU SOXJ
2LO GUDLQ SOXJ
Page 376 of 934
0$18$/ 75$160,66,21 ï2Q0YHKLFOH 6HUYLFH5507
7:' '(7(&7,21 6:,7&+ &217,18,7<
&+(&.
554334:3373
&KHFN WKH FRQWLQXLW\ EHWZHHQ WHUPLQDOV RI WKH EODFN FRQQHFWRU
LQGLFDWHG LQ WKH LOOXVWUDWLRQ1
7UDQVIHU OHYHU SRVLWLRQ7HUPLQDO 1R1
45
5+
7+
+,*+2/2: '(7(&7,21 6:,7&+ &217,18,7<
&+(&.
55433543396
&KHFN WKH FRQWLQXLW\ EHWZHHQ WHUPLQDOV RI WKH JUD\ FRQQHFWRU
LQGLFDWHG LQ WKH LOOXVWUDWLRQ1
7UDQVIHU OHYHU SRVLWLRQ7HUPLQDO 1R1
45
7+
7/
7+07/