Page 249 of 934
(1*,1( &22/,1* ï5DGLDWRU4704:
5(029$/ 6(59,&( 32,176
*
$ò
5$',$725 833(5 +26(25$',$725 /2:(5
+26( ',6&211(&7,21
$IWHU PDNLQJ PDWLQJ PDUNV RQ WKH UDGLDWRU KRVH DQG WKH KRVH
FODPS/GLVFRQQHFW WKH UDGLDWRU KRVH1
,167$//$7,21 6(59,&( 32,17
ò
$*
5$',$725 /2:(5 +26(25$',$725 833(5
+26( &211(&7,21
41,QVHUW HDFK KRVH DV IDU DV WKH SURMHFWLRQ RI WKH ZDWHU
LQOHW ILWWLQJ1
51$OLJQ WKH PDWLQJ PDUNV RQ WKH UDGLDWRU KRVH DQG KRVH
FODPS/DQG WKHQ FRQQHFW WKH UDGLDWRU KRVH1
0DWLQJ PDUNV
3URMHFWLRQ
:DWHU RXWOHW
ILWWLQJ RU ZDWHU
LQOHW ILWWLQJ0DWLQJ
PDUNV
Page 250 of 934
Page 251 of 934
4804
,17$.( $1'
(;+$867
&217(1764843<333644
6(59,&( 63(&,),&$7,2165 11111111111111111
63(&,$/ 722/5 1111111111111111111111111111
2109(+,&/( 6(59,&(5 111111111111111111111
,QWDNH 0DQLIROG 9DFXXP &KHFN?9*:!5 111111111
7XUERFKDUJHU 6XSHUFKDUJLQJ &KHFN?7'8!5 11111
:DVWH *DWH $FWXDWRU &KHFN?7'8!6 1111111111
3RZHU 5HOD\ &KHFN6 11111111111111111111111111
$,5 &/($1(57 11111111111111111111111111111,17(5&22/(5 $1' ,17(5&22/(5
)$ 10(&88 1111111111111111111111111111111111
,17$.( 0$1,)2/'?9*:!; 11111111111111111
785%2&+$5*(5 $1' (;+$867
0$1,)2/'?7'8!45 1111111111111111111111
785%2&+$5*(548 111111111111111111111111
(;+$867 0$1,)2/'?9*:!4; 1111111111111
(;+$867 3,3( $1' 0$,1 08))/(54< 1111
Page 252 of 934

,17$.( $1' (;+$867 ï
6HUYLFH 6SHFLILFDWLRQV2
6SHFLDO 7RRO22Q0YHKLFOH 6HUYLFH4805
6(59,&( 63(&,),&$7,2164843336345;
,WHPV6WDQGDUG YDOXH/LPLW
:DVWH JDWH DFWXDWRU DFWLYDWLRQ SUHVVXUH N3D$SSUR[1;6ï
,QWDNH DLU WHPSHUDWXUH VZLWFKE&2))+QR FRQWLQXLW\,88RU OHVVï
21+FRQWLQXLW\,8:RU PRUHï
0DQLIROG GLVWRUWLRQ RI WKH LQVWDOODWLRQ VXUIDFH PP3148RU OHVV3153
63(&,$/ 722/484333934:5
7RRO1XPEHU1DPH8VH
0'<<;::32[\JHQ VHQVRU
ZUHQFK5HPRYDO2,QVWDOODWLRQ RI R[\JHQ VHQVRU
?9*:!
2109(+,&/( 6(59,&(484334;3569
,17$.( 0$1,)2/' 9$&880 &+(&.?9*:!
5HIHU WR *528344$ï2Q0YHKLFOH 6HUYLFH
785%2&+$5*(5 683(5&+$5*,1* &+(&.
?7'8!
48433433435
&DXWLRQ
&RQGXFW WKH GULYLQJ WHVW LQ D ORFDWLRQ ZKHUH GULYLQJ DW
IXOO DFFHOHUDWLRQ FDQ EHGRQH ZLWK VDIHW\17ZR SHUVRQ
VKRXOG EH LQ WKH YHKLFOH ZKHQ WKH WHVW LV FRQGXFWHG>WKH
SHUVRQ LQ WKH SDVVHQJHU VHDW VKRXOG UHDG WKH LQGLFDWLRQV
VKRZQ E\ WKH SUHVVXUH PHWHU1
415HPRYH WKH ERRVW FRPSHQVDWRU KRVH IURP WKH IXHO
LQMHFWLRQ SXPS/DQG LQVWDOO D SUHVVXUH JDXJH DV VKRZQ
LQ WKH LOOXVWUDWLRQ1
51'ULYH DW IXOO0WKURWWOH DFFHOHUDWLRQ LQ VHFRQG JHDU DQG WKHQ
PHDVXUH WKH VXSHUFKDUJLQJ ZKHQ WKH HQJLQH VSHHG LQ
DERXW6/333U2PLQ1
61:KHQ WKH LQGLFDWHG VXSHUFKDUJLQJ GRHV QRW EHFRPH
SRVLWLYH SUHVVXUH/FKHFN WKH IROORZLQJ LWHPV1
-0DOIXQFWLRQ RI WKH ZDVWH JDWH DFWXDWRU1
-/HDNDJH RI VXSHUFKDUJLQJ SUHVVXUH1
-0DOIXQFWLRQ RI WKH WXUERFKDUJHU1
71:KHQ WKH LQGLFDWHG VXSHUFKDUJLQJ LV;7N3D RU PRUH/
VXSHUFKDUJLQJ FRQWURO PD\ EH IDXOW\/WKHUHIRUH FKHFN WKH
IROORZLQJV1
-'LVFRQQHFWLRQ RU FUDFNV RI WKH ZDVWH JDWH DFWXDWRU
UXEEHU KRVH1
-0DOIXQFWLRQ RI WKH ZDVWH JDWH DFWXDWRU1
-0DOIXQFWLRQ RI WKH ZDVWH JDWH YDOYH1
Page 253 of 934
,17$.( $1' (;+$867 ï2Q0YHKLFOH 6HUYLFH4806
:$67( *$7( $&78$725 &+(&.?7'8!
484334533:;
41&RQQHFW D PDQXDO SXPS+SUHVVXUH0DSSOLFDWLRQ W\SH,WR
QLSSOH1
51:KLOH JUDGXDOO\ DSSO\LQJ SUHVVXUH/FKHFN WKH SUHVVXUH
WKDW EHJLQV WR DFWLYDWH+DSSUR[14PP VWURNH,WKH ZDVWH
JDWH DFWXDWRU URG1
6WDQGDUG YDOXH=$SSUR[1;6N3D
&DXWLRQ
,Q RUGHU WR DYRLG GDPDJH WR WKH GLDSKUDJP/GR QRW
DSSO\ D SUHVVXUH RI<4N3D RU KLJKHU1
61,I WKHUH LV D VLJQLILFDQW GHYLDWLRQ IURP WKH VWDQGDUG YDOXH/
FKHFN WKH DFWXDWRU RU WKH ZDVWH JDWH YDOYH=UHSODFH LI
QHFHVVDU\1
32:(5 5(/$< &+(&.48433953344
,17(5&22/(5 )$1 02725 5(/$< &217,18,7< &+(&.
%DWWHU\ YROWDJH7HUPLQDO 1R1
4678
3RZHU LV QRW VXSSOLHG
3RZHU LV VXSSOLHG
Page 254 of 934
,17$.( $1' (;+$867 ï$LU &OHDQHU4807
$,5 &/($1(548433543459
5(029$/ $1' ,167$//$7,21
?9*:!
?7'8!
;1;1P
95
7
6 <
43
4
71P
;1;1P
;1;1P
44
71P
;1;1P
;1;1P
71P
; :
448
54 ?9HKLFOHV ZLWKRXW SUH0FOHDQHU!
46
;1;1P
45
47 ?9HKLFOHV ZLWK SUH0FOHDQHU!
?9HKLFOHV ZLWK SUH0FOHDQHU!
: 46
47
;1;1P
;1;1P
51P
71P
<
5HPRYDO VWHSV
41%UHDWKHU KRVH FRQQHFWLRQ
51$LU LQWDNH KRVH
615HVRQDWRU
?9*:09HKLFOHV ZLWK SUH0FOHDQHU!
715HVRQDWRU?9*:!
81$LU IURZ VHQVRU DVVHPEO\?9*:!
91$LU LQWDNH KRVH?7'89!
:1$LU FOHDQHU FRYHU
;1%ROW?7'8!<1$LU FOHDQHU HOHPHQW
431$LU GXFW
?9*:09HKLFOHV ZLWKRXW SUH0FOHDQHU!
44 1$LU GXFW
?9*:09HKLFOHV ZLWK SUH0FOHDQHU!
4513UH0FOHDQHU DVVHPEO\
?9*:09HKLFOHV ZLWK SUH0FOHDQHU!
461$LU FOHDQHU ERG\
471$LU FOHDQHU EUDFNHW
Page 255 of 934
,17$.( $1' (;+$867 ï,QWHUFRROHU DQG ,QWHUFRROHU )DQ0(&84808
,17(5&22/(5 $1' ,17(5&22/(5 )$10(&8484337533:<
5(029$/ $1' ,167$//$7,21
<1P
6
549
< :7
8
<1P
<1P
,QWHUFRROHU IDQ0(&8 UHPRYDO VWHSV
416FXII SODWH
51&RZO VLGH WULP
61,QWHUFRROHU IDQ0(&8,QWHUFRROHU UHPRYDO VWHSV
71,QWDNH DLU WHPSHUDWXUH VZLWFK
FRQQHFWRU
81,QWHUFRROHU IDQ PRWRU FRQQHFWRU
91$LU KRVH % FRQQHFWLRQ+,QWDNH
PDQLIROG VLGH,
:1$LU KRVH $05FRQQHFWLRQ+7XUERFKDU0
JHU VLGH,
;1,QWHUFRROHU DQG EUDFNHW DVVHPEO\
Page 256 of 934
,17$.( $1' (;+$867 ï,QWHUFRROHU DQG ,QWHUFRROHU )DQ0(&84809
',6$66(0%/< $1' 5($66(0%/<48433993353
<1P
91P
91P
8
5
<
;: 43 7 9
6
<1P4
<1P
'LVDVVHPEO\ VWHSV
41$LU KRVH $05
51%ODQFK WXEH
61%ODQFK WXEH EUDFNHW
71,QWHUFRROHU FRYHU
81$LU KRVH $0491$LU KRVH %
:1,QWDNH DLU WHPSHUDWXUH VZLWFK
;1,QWHUFRROHU EUDFNHW
<1)DQ DQG PRWRU DVVHPEO\
431,QWHUFRROHU
,163(&7,214843376335:
-&KHFN WKH LQWHUFRROHU ILQV IRU EHQGLQJ GDPDJH RU IRUHLJQ
PDWWHU1
-&KHFN WKH LQWHUFRROHU KRVHV IRU FUDFNLQJ/GDPDJH RU ZHDU1